Bachelor of Commerce(Investment Management)

The Bachelor of Commerce (Investment Management) – BIM program at KES Shroff College is designed to meet the sophisticated demands of the investment and finance industry. Launched to provide a comprehensive education in investment strategies, portfolio management, financial analysis, and market research, this three-year undergraduate program equips students with the knowledge and skills necessary for a successful career in investment management.

Program Highlights:

  • Comprehensive Curriculum: Covers essential topics such as investment strategies, portfolio management, financial analysis, risk assessment, and market research.
  • Practical Learning: Emphasis on hands-on experience through internships, projects, workshops, and simulation exercises to apply theoretical knowledge to real-world financial scenarios.
  • Experienced Faculty: Learn from industry professionals and academics with extensive experience in investment management and financial markets.
  • State-of-the-Art Facilities: Access to advanced financial labs, trading simulators, and analytical software tools that mirror real-world market conditions.
  • Industry Integration: Regular interactions with industry experts through seminars, guest lectures, and industry visits to keep students updated with current trends and practices.
  • Skill Development: Focus on nurturing analytical thinking, quantitative skills, and financial acumen essential for success in the investment industry.

To achieve Success in the Investment Industry

The BCom IM program at KES Shroff College prepares students to meet the demands of the rapidly evolving investment industry. Here’s how our program helps students achieve the best:

  • In-Demand Skills: Students graduate with a strong command of investment strategies, portfolio management, and financial analysis, making them highly attractive to employers.
  • Professional Network: Industry connections and alumni network provide students with mentorship and job opportunities.
  • Practical Exposure: Opportunities to engage in real-world financial scenarios and projects help students stay ahead of industry trends and contribute to innovative financial solutions.
  • Global Opportunities: The comprehensive training provided opens doors to global career opportunities in diverse financial sectors.

Join the BCom IM program at KES Shroff College to embark on a path to becoming a finance professional, equipped with the knowledge and skills to thrive in the dynamic world of investment management.

PEO1. To establish a comprehensive understanding of investment principles, including financial analysis, portfolio management, and risk assessment within various asset classes.

PEO2. To bridge theoretical knowledge with practical applications by analyzing real-world investment scenarios, conducting research, and applying quantitative techniques to optimize investment strategies.

PEO3. To develop critical thinking skills and the ability to innovate within the context of investment management, including evaluating market trends, identifying opportunities, and mitigating risks.

PEO4. To acquire and demonstrate industry-specific skills and competencies essential for success in investment management roles, such as asset valuation, fund management, and investment advisory.

PEO5. To engage in ethical discussions and reflect on the importance of integrity, transparency, and fiduciary responsibility in investment decision-making and client relationships.

PEO6. To synthesize knowledge from various disciplines including finance, economics, and behavioral psychology, while also considering the ethical, social, and regulatory dimensions of investment management practices.

PEO7. To prepare students to pursue further education, professional certification, or advanced career opportunities in accounting, finance, or related fields, and will continue to enhance their knowledge and skills to achieve professional success and personal fulfilment.

PEO8. To incorporate Indian Knowledge Systems into Contemporary Accounting Practices.

PO1: Gain theoretical and practical exposure in the field of Commerce, Account, Finance, Marketing, Management, Economics, Environment, Mathematics and statistics, Business Law and Business Communication.

PO2: Develop communication skills and build confidence to face the challenges of practical circumstances also enhances the capacity of decision making at personal and professional level.

PO3: Be industry ready and develop various managerial and accounting skills by strengthening their capacities in varied areas of commerce for holistic development.

PO4: Develop managerial and analytical skills to meet the challenges of the dynamic business environment, industry and economy at Local, Regional, National and Global Levels

PO5: Improve competency to make themselves eligible and employable by understanding the multidisciplinary connections that links the world economies and people

PO6: Indulge in reflective and collaborative thinking by understanding the concepts in the field of Commerce and Business.

PO7: Refrain from unethical behaviour, falsification, and manipulation of information

PO8: Create, select, and apply appropriate techniques, resources, and modern ICT tools for exploring, analysing, and using the business information

PO9: Be Self-paced and self-directed Lifelong learners aimed at personal development, skill development and reskilling in the field of Commerce

PO10: Be engaged with socio-cultural framework concerning them to understand the issues of Sustainable Development Goals

A Bachelor of Commerce (Investment Management) – BCom IM degree from KES Shroff College opens up a world of exciting career opportunities across various financial sectors. Our graduates are well-equipped with the skills and knowledge required to thrive in the fast-paced investment industry. Here are some of the career paths available to our graduates:

1. Investment Analyst:

  • Analyze financial data and market trends to provide investment recommendations.
  • Work with investment firms, banks, and corporate finance departments.

2. Portfolio Manager:

  • Manage investment portfolios for individuals and institutions.
  • Make investment decisions based on market analysis and financial goals.

3. Financial Advisor:

  • Provide clients with financial planning and investment advice.
  • Develop strategies to help clients meet their financial objectives.

4. Risk Manager:

  • Identify, assess, and mitigate financial risks for organizations.
  • Develop risk management strategies and policies.

5. Equity Research Analyst:

  • Conduct in-depth analysis of companies and their stocks.
  • Provide investment recommendations based on research findings.

6. Wealth Manager:

  • Offer personalized financial planning and investment management services.
  • Manage the financial portfolios of high-net-worth individuals.

7. Financial Consultant:

  • Advise businesses on financial planning, investments, and risk management.
  • Help companies optimize their financial performance.

8. Market Research Analyst:

  • Conduct research to understand market conditions and trends.
  • Provide insights to help organizations make informed business decisions.

9. Investment Banker:

  • Assist organizations in raising capital, mergers and acquisitions, and financial advisory.
  • Work with investment banks and corporate finance advisory firms.

10. Fund Manager:

  • Manage mutual funds, hedge funds, or pension funds.
  • Make investment decisions to grow and manage fund assets.

SEMESTER 1


Major

  • Introduction to Financial Intermediaries 
  • Merchant Banking -I 

Minor

  • ……

Generic/ Open Elective Courses (Any one)

  • Economics-I 
  • Office Management


Vocational and Skill Enhancement Courses 

  • Introduction to Information and Technology- I
  • Business Mathematics


Ability Enhancement Courses (Any one)

  • Professional Communication
  • Foundation Course

Value Education Courses

  • Business Communication
  • Environment Studies I

Indian Knowledge System

  • Introduction to Basic Sanskrit
  • Vedic Mathematics
  • Classical or regional literatures
  • Earth sciences
  • Ethics and sociological orders
  • Indian Knowledge System – Accounting perspective

Co-Curricular (Any One)

  • National Service Scheme Studies – I
  • National Cadet Corp Studies – I
  • Department of Lifelong Learning & Extension Studies – I
  • Introduction to Indian Performing Arts – I
  • Yoga Education – I
  • Sports and Fitness Studies – I
  • Green Credit – I

SEMESTER 2


Major

  • Introduction to wealth management & Basics of Wealth Creation 
  • Merchant Banking -II 

Minor

  • Financial Accounting

Generic/ Open Elective Courses (Any one)

  • Economics -II
  • Office Management II


Vocational and Skill Enhancement Courses 

  • Introduction to Information and Technology- II
  • Business Statistics


Ability Enhancement Courses (Any one)

  • Group Communication

Value Education Courses

  • Environment Studies II

Co-Curricular (Any One)

  • National Service Scheme Studies – II
  • National Cadet Corp Studies – II
  • Department of Lifelong Learning & Extension Studies – II
  • Introduction to Indian Performing Arts – II
  • Yoga Education – II
  • Sports and Fitness Studies – II
  • Green Credit – II

Exit option: Award of UG Certificate in Major with 40-44 credits and an additional 4 credits core NSQF course/ Internship OR Continue with Major and Minor

SEMESTER 3


Major

  • Security Analysis And Portfolio Management  
  • Corporate Finance

Minor

  • Direct Tax -I

Generic/ Open Elective Courses (Any one)

  • Financial Market Operation
  • Regulatory Framework


Vocational and Skill Enhancement Courses 

  • Finance using Spreadsheets I 


Ability Enhancement Courses (Any one)

  • Hindi Language
  • Marathi- I 
  • Gujarati- I 
  • Tamil-I

Field Projects

  • Field Project on Stock Market Operations

Co-Curricular (Any One)

  • National Service Scheme Studies – III
  • National Cadet Corp Studies – III
  • Department of Lifelong Learning & Extension Studies – III
  • Cultural Activities (Fine/ Applied/ Visual/ Performing Arts)
  • Yoga Education: Spiritual and Scientific Personality
  • Sports and Fitness Studies – III

SEMESTER 4


Major

  • Mutual Fund Management  
  • FOREX

Minor

  • Direct Tax -II

Generic/ Open Elective Courses (Any one)

  • Any one Swayam course to be selected


Vocational and Skill Enhancement Courses 

  • Finance using Spreadsheets II 


Ability Enhancement Courses (Any one)

  • Vyavharik Hindi 
  • Marathi- II
  • Gujarati- II 
  • Tamil II

Community Engagement Program

  • CEP

Co-Curricular (Any One)

  • National Service Scheme Studies – IV
  • National Cadet Corp Studies – IV
  • Department of Lifelong Learning & Extension Studies – IV
  • Cultural Activities (Fine/ Applied/ Visual/ Performing Arts)
  • Yoga Education: Science of Living and Health
  • Sports and Fitness Studies – IV

Exit option: Award of UG Certificate in Major with 80-88 credits and an additional 4 credits core NSQF course/ Internship OR Continue with Major and Minor

SEMESTER 5(Non NEP)


Core Courses (CC)
Investment Adviser– I
Research Methodology
Compliance and Due diligence
Elective Courses (Any four) (3 credits per course)
Credit Underwriting I
Professional Ethics
Risk Management
Project Management
Merchant Banking – I

SEMESTER 6(Non NEP)


Core Courses (CC)
Investment Adviser–II
Project Work
Elective Courses (Any four) (3 credits per course)
International Investment Management
Project Finance
Alternative Investment Management
Venture Capital
Merchant Banking – II

SEMESTER 7


Major

  • ……
  • …..
  • …..

Minor

  • …..

Generic/ Open Elective Courses (Any one)

  • …..
  • …..


Vocational and Skill Enhancement Courses 

  • …..


Ability Enhancement Courses (Any one)

  • …..
  • …..
  • …..

Field Projects

  • …..

SEMESTER 8


Major

  • …..
  • …..
  • …..

Minor

  • …..

Generic/ Open Elective Courses (Any one)

  • …..
  • …..


Vocational and Skill Enhancement Courses 

  • …..


Ability Enhancement Courses (Any one)

  • …..
  • …..
  • …..

Community Engagement Program

  • …..

The admission procedure usually starts in June after the results of class X/XII/Degree college are declared.

  • Fill the Pre-enrollment form of the University of Mumbai through the University portal https://muadmission.samarth.edu.in/
  • Choose the Autonomous option for your desired program to secure admission at KES Shroff College.
  • Fill College online admission form on www.kessc.edu.in
  • Upload a copy of the pre-enrollment form, HSC mark sheet/digital result, caste/reservation certificate if applicable, and E-Suvidha ticket.
  • On the declaration of merit list (first then second and then third if required), pay the fees along with submission of the documents such as Undertaking regarding admission confirmation, SSC(X mark sheet), HSC, Leaving Certificate, Adhar card, scanned copy of Cheque book leaflet/bank account details and transfer certificate in case the student is from outside Maharashtra.
  • For Programmes running under AICTE the MH-CET scorecard is a must.
  • For further details and to know more about the college visit www.kessc.edu.in

Eligibility for FYBIM

A candidate for being eligible for admission to the Bachelor of Commerce (Investment Management) degree course shall have passed XII std. examination of the Maharashtra State Board of Secondary & Higher Secondary Education or its equivalent and secured not less than 45% marks in aggregate (40% in case of reserved category) at one and the same sitting. Every candidate admitted to the degree course in the constituent/affiliated college/recognized institution, conducting the course, shall have to register himself/herself with the University. 

Eligibility for SYBIM

A candidate with all papers is allowed to keep terms for admission in second year.

Eligibility for TYBIM

A candidate is allowed to keep terms in not more than two papers of previous semester, but needs to clear at least one year i.e. FY or SY.

A student shall not be allowed to keep term (ATKT) in Third Year only if he/she fails in not more than two subjects in each of semester III and semester IV of Second year. Student he/she must have passed First year semester I & II in full.

Total no. of Seats: 60

Reservation of Seats: Reservations are as per the Government policy.

Fees: As prescribed by the University of Mumbai. The details have been mentioned on the college Notice board and the College website http://www. www.kessc.edu.in

Duration of Programme: 8 Semesters spread over 4 years.

Enforcement of Attendance:

Our college is a pioneer institute in introducing the computerized attendance system. The computerized defaulters’ lists are displayed division wise regularly at the end of every month on the Students Notice Board. The students failing to fulfill the required attendance shall be DETAINED and shall not be permitted to take the Annual / Board examination. Warning letters from the Principal are sent to parents of the defaulting students. The letters are given to the concerned students by the class teachers in the classrooms. The students must hand over these warning letters to the parents. Students should note that fulfilling the attendance requirement alone will not qualify them to appear for the examination. Their academic performance should also be to the satisfaction of the principal.

General Rules & Regulations:

  1. Every student should obtain an ID card and show at the entry
  2. Students should not loiter in the corridors when the lectures are engaged
  3. Giving proxy attendance is a serious act of indiscipline
  4. Students applying for certificates/testimonials and attestation should first contact the college office
  5. Ragging is strictly prohibited on the college premises
  6. The use of mobile phones inside the college is strictly prohibited. If caught using a cell phone it is confiscated for a period of 1 year

Punitive Measures:

  1. Warning
  2. Cancellation of admission
  3. Refusal to grant admission in future
  4. Withholding or withdrawing of University exam form
  5. Expulsion / rustication from college
  6. Fine not exceeding Rs. 300
  7. Non-refund of fees and deposits
  8. Suspension for a specified period