Bachelor of Commerce(Investment Banking and Operations)

Our B.Com in Investment Banking & Operations program provides a solid foundation in global finance, focusing on investment banking operations, financial markets, and wealth management. The curriculum combines theoretical knowledge with practical skills in financial analysis, risk management, and regulatory compliance. Through case studies, industry examples, and expert mentorship, we prepare students to navigate the complexities of investment banking and excel in managing financial transactions and strategies in a dynamic, fast-paced environment.

Program Highlights:

  • Comprehensive Curriculum: Covers essential topics such as financial analysis, capital markets, mergers and acquisitions, equity research, portfolio management, and regulatory compliance.
  • Practical Learning: Emphasis on hands-on experience through internships, projects, workshops, and case studies to apply theoretical knowledge to real-world investment banking scenarios.
  • Experienced Faculty: Learn from industry professionals and academics with extensive experience in investment banking and financial services.
  • State-of-the-Art Facilities: Access to advanced financial software and tools that simulate real-world banking conditions.
  • Industry Integration: Regular interactions with industry experts through seminars, guest lectures, and industry visits to keep students updated with current trends and practices.
  • Skill Development: Focus on nurturing analytical thinking, quantitative skills, and financial acumen essential for success in the investment banking industry.
  • Growing Wealth Management Needs: As global wealth is set to double by 2025, Investment Banking & Operations careers are in high demand, with a projected 25% increase in wealth management services requiring skilled professionals to support investment strategies.
  • Global Financial Transactions Surge: With a 20% annual increase in global financial transactions, Investment Banking & Operations roles are crucial for managing and executing complex deals efficiently.
  • Regulatory Compliance Complexity: As regulatory requirements evolve, Investment Banking & Operations professionals are in high demand, with 80% of financial firms citing compliance as their top challenge.
  • Tech Integration Boom: With 70% of banks investing in technology integration, skilled professionals in Investment Banking & Operations are essential for optimizing processes and navigating digital transformations.

PEO1 : To have strong multidisciplinary academic foundation of various social, economic, political, environmental, and psychological issues.  

PEO2 : To integrate theory and research through deliberations on practical applications of concepts.  

PEO3 : To have sharpened ability to converse critically and innovatively about real life issues.  

PEO 4 : To be able to demonstrate skill sets as per industry requirements in respective fields.  

PEO 5 : To be able to engage in discussion and reflect human values.  

PEO 6 : To be able to synthesize aesthetic, social and cultural domains of knowledge.  

PO1: Demonstrate comprehensive knowledge of investment banking principles, financial products, and operations in global finance.

PO2: Apply the understanding of financial techniques to support investment decisions, manage risk, and execute financial transactions.

PO3: Analyse and critique financial markets, investment strategies, and operational processes to identify emerging trends and areas for improvement.

PO4: Evaluate regulatory compliance and operational challenges, proposing efficient solutions for financial institutions to maintain compliance while optimizing performance.

  • Investment Banking Associate
  • Wealth Management Advisor
  • Financial Analyst
  • Operations Manager (Investment Banking)
  • Regulatory Compliance Officer
  • Risk Manager
  • Mergers & Acquisitions Professional
  • Financial Consultant

SEMESTER 1


Major

  • Principles of Banking  
  • Introduction to Financial Accounting 

Minor

  • ……

Generic/ Open Elective Courses (Any one)

  • Quantitative Techniques in Mathematics & Statistics-  Lower Level 
  • Quantitative Techniques in Mathematics & Statistics- Higher Level


Vocational and Skill Enhancement Courses 

  • Principles of Insurance  
  • Reasoning Ability 


Ability Enhancement Courses (Any one)

  • Professional Communication
  • Foundation Course

Value Education Courses

  • Business Communication
  • Environment Studies I

Indian Knowledge System

  • Earth sciences
  • Ethics and sociological orders

Co-Curricular (Any One)

  • National Service Scheme Studies – I
  • National Cadet Corp Studies – I
  • Department of Lifelong Learning & Extension Studies – I
  • Introduction to Indian Performing Arts – I
  • Yoga Education – I
  • Sports and Fitness Studies – I
  • Green Credit – I

SEMESTER 2


Major

  • Financial Accounting in Banking and Insurance     
  • Practices of Life and General Insurance   

Minor

  • Principles of Management

Generic/ Open Elective Courses (Any one)

  • Information Technology in Banking and Insurance
  • Introduction to Information Technology


Vocational and Skill Enhancement Courses 

  • Practices in Banking
  • Quantitative Aptitude 


Ability Enhancement Courses (Any one)

  • Group Communication

Value Education Courses

  • Environment Studies II

Co-Curricular (Any One)

  • National Service Scheme Studies – II
  • National Cadet Corp Studies – II
  • Department of Lifelong Learning & Extension Studies – II
  • Introduction to Indian Performing Arts – II
  • Yoga Education – II
  • Sports and Fitness Studies – II
  • Green Credit – II

Exit option: Award of UG Certificate in Major with 40-44 credits and an additional 4 credits core NSQF course/ Internship OR Continue with Major and Minor

SEMESTER 3


Major

Minor

Generic/ Open Elective Courses (Any one)

Vocational and Skill Enhancement Courses 


Ability Enhancement Courses (Any one)

Field Projects

Co-Curricular (Any One)

SEMESTER 4


Major

Minor

Generic/ Open Elective Courses (Any one)


Vocational and Skill Enhancement Courses 


Ability Enhancement Courses (Any one)

Community Engagement Program

Co-Curricular (Any One)

Exit option: Award of UG Certificate in Major with 80-88 credits and an additional 4 credits core NSQF course/ Internship OR Continue with Major and Minor

SEMESTER 5(Non NEP)


Major

Discipline Specific Elective (DSE) Any two from the list

SEMESTER 6(Non NEP)


Core Courses


Discipline Specific Elective (DSE) Any two from the list

SEMESTER 7


Major

  • ……
  • …..
  • …..

Minor

  • …..

Generic/ Open Elective Courses (Any one)

  • …..
  • …..


Vocational and Skill Enhancement Courses 

  • …..


Ability Enhancement Courses (Any one)

  • …..
  • …..
  • …..

Field Projects

  • …..

SEMESTER 8


Major

  • …..
  • …..
  • …..

Minor

  • …..

Generic/ Open Elective Courses (Any one)

  • …..
  • …..


Vocational and Skill Enhancement Courses 

  • …..


Ability Enhancement Courses (Any one)

  • …..
  • …..
  • …..

Community Engagement Program

  • …..

The admission procedure usually starts in June after the results of class X/XII/Degree college are declared.

  • Fill the Pre-enrollment form of the University of Mumbai through the University portal https://muadmission.samarth.edu.in/
  • Choose the Autonomous option for your desired program to secure admission at KES Shroff College.
  • Fill College online admission form on www.kessc.edu.in
  • Upload a copy of the pre-enrollment form, HSC mark sheet/digital result, caste/reservation certificate if applicable, and E-Suvidha ticket.
  • On the declaration of merit list (first then second and then third if required), pay the fees along with submission of the documents such as Undertaking regarding admission confirmation, SSC(X mark sheet), HSC, Leaving Certificate, Adhar card, scanned copy of Cheque book leaflet/bank account details and transfer certificate in case the student is from outside Maharashtra.
  • For Programmes running under AICTE the MH-CET scorecard is a must.
  • For further details and to know more about the college visit www.kessc.edu.in

Eligibility for FY BIBO

A candidate for being eligible for admission to the Bachelor of Commerce (Investment Banking and Operations) degree course shall have passed XII std. examination of the Maharashtra State Board of Secondary & Higher Secondary Education or its equivalent and secured not less than 45% marks in aggregate (40% in case of reserved category) at one and the same sitting. Every candidate admitted to the degree course in the constituent/affiliated college/recognized institution, conducting the course, shall have to register himself/herself with the University. 

Eligibility for SY BIBO

A candidate with all papers is allowed to keep terms for admission in second year.

Eligibility for TY BIBO

A candidate is allowed to keep terms in not more than two papers of previous semester, but needs to clear at least one year i.e. FY or SY.

A student shall not be allowed to keep term (ATKT) in Third Year only if he/she fails in not more than two subjects in each of semester III and semester IV of Second year. Student he/she must have passed First year semester I & II in full.

Total no. of Seats: 60

Reservation of Seats: Reservations are as per the Government policy.

Fees: As prescribed by the University of Mumbai. The details have been mentioned on the college Notice board and the College website http://www. www.kessc.edu.in

Duration of Programme: 8 Semesters spread over 4 years.

Enforcement of Attendance:

Our college is a pioneer institute in introducing the computerized attendance system. The computerized defaulters’ lists are displayed division wise regularly at the end of every month on the Students Notice Board. The students failing to fulfill the required attendance shall be DETAINED and shall not be permitted to take the Annual / Board examination. Warning letters from the Principal are sent to parents of the defaulting students. The letters are given to the concerned students by the class teachers in the classrooms. The students must hand over these warning letters to the parents. Students should note that fulfilling the attendance requirement alone will not qualify them to appear for the examination. Their academic performance should also be to the satisfaction of the principal.

General Rules & Regulations:

  1. Every student should obtain an ID card and show at the entry
  2. Students should not loiter in the corridors when the lectures are engaged
  3. Giving proxy attendance is a serious act of indiscipline
  4. Students applying for certificates/testimonials and attestation should first contact the college office
  5. Ragging is strictly prohibited on the college premises
  6. The use of mobile phones inside the college is strictly prohibited. If caught using a cell phone it is confiscated for a period of 1 year

Punitive Measures:

  1. Warning
  2. Cancellation of admission
  3. Refusal to grant admission in future
  4. Withholding or withdrawing of University exam form
  5. Expulsion / rustication from college
  6. Fine not exceeding Rs. 300
  7. Non-refund of fees and deposits
  8. Suspension for a specified period